Flagship engagement
Internal Controls Review
A structured walkthrough of entity-level and process-level controls, with documented findings and practical remediation notes for finance and operations leaders.
Who it is for
Finance directors, internal audit teams, and owners of mid-sized companies preparing for external audit or strengthening day-to-day control discipline.
What you leave with
A clear map of control design and operating effectiveness, ranked findings, and a management letter style report your board or auditors can use.
Included in scope
- Scoping interview covering processes, systems of record, and known pressure points
- Walkthroughs of key cycles such as cash, purchases, inventory, and payroll
- Sample-based tests of control operation for agreed periods
- Written findings with severity, root cause notes, and suggested owners
- Closing discussion with finance and process owners
Outside this engagement
- Full statutory financial statement audit opinion
- IT security penetration testing
- Ongoing bookkeeping or month-end close support
How the work unfolds
Intake call to confirm objectives and process boundaries
Document request list and preliminary risk notes
On-site or remote walkthroughs and sample testing
Draft findings shared for factual accuracy
Final report and remediation planning session